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A State-Migration Particle Swarm Optimizer for Adaptive Latent Factor Analysis of High-Dimensional and Incomplete Data

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IEEE/CAA Journal of Automatica Sinica 2024年第11期11卷 2220-2235页

作者： Jiufang Chen Kechen Liu Xin Luo Ye Yuan Khaled Sedraoui Yusuf Al-Turki MengChu Zhou IEEE the College of Computer Science and Technology Chongqing University of Posts and Telecommunications the Department of Computer Science Columbia University the College of Computer and Information Science Southwest University the Department of Electrical and Computer Engineering Faculty of Engineeringand also with K.A.CARE Energy Research and Innovation CenterKing Abdulaziz University the Center of Research Excellence in Renewable Energy and Power Systems the Department of Electrical and Computer EngineeringFaculty of Engineeringand also with K.A.CARE Energy Research and Innovation CenterKing Abdulaziz University the Department of Electrical and Computer Engineering New Jersey Institute of Technology

High-dimensional and incomplete(HDI) matrices are primarily generated in all kinds of big-data-related practical applications. A latent factor analysis(LFA) model is capable of conducting efficient representation learning to an HDI matrix,whose hyper-parameter adaptation can be implemented through a particle swarm optimizer(PSO) to meet scalable ***, conventional PSO is limited by its premature issues,which leads to the accuracy loss of a resultant LFA model. To address this thorny issue, this study merges the information of each particle's state migration into its evolution process following the principle of a generalized momentum method for improving its search ability, thereby building a state-migration particle swarm optimizer(SPSO), whose theoretical convergence is rigorously proved in this study. It is then incorporated into an LFA model for implementing efficient hyper-parameter adaptation without accuracy loss. Experiments on six HDI matrices indicate that an SPSO-incorporated LFA model outperforms state-of-the-art LFA models in terms of prediction accuracy for missing data of an HDI matrix with competitive computational ***, SPSO's use ensures efficient and reliable hyper-parameter adaptation in an LFA model, thus ensuring practicality and accurate representation learning for HDI matrices.

关键词： Data science generalized momentum high-dimensional and incomplete(HDI)data hyper-parameter adaptation latent factor analysis(LFA) particle swarm optimization(PSO)

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Secure beamforming and deployment design for rate-splitting multiple access-based UAV communications

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Science China(Information Sciences) 2025年第1期68卷 342-356页

作者： Bing WANG Xiaofeng TAO Shujun HAN Huici WU Kai YANG Zhu HAN National Engineering Research Center of Mobile Network Technologies Beijing University of Posts and Telecommunications Peng Cheng Laboratory Department of Electrical and Computer Engineering University of Houston

Rate-splitting multiple access(RSMA) has recently gained attention as a potential robust multiple access(MA)scheme for upcoming wireless networks. Given its ability to efficiently utilize wireless resources and design interference management strategies, it can be applied to unmanned aerial vehicle(UAV) networks to provide convenient services for large-scale access ground users. However, due to the line-of-sight(LoS) broadcast nature of UAV transmission, information is susceptible to eavesdropping in RSMA-based UAV networks. Moreover, the superposition of signals at the receiver in such networks becomes complicated. To cope with the challenge, we propose a two-user multi-input single-output(MISO) RSMA-based UAV secure transmission framework in downlink communication networks. In a passive eavesdropping scenario, our goal is to maximize the sum secrecy rate by optimizing the transmit beamforming and deployment location of the UAV-base station(UAV-BS),while considering quality-of-service(QoS) constraints, maximum transmit power, and flight space limitations. To address the non-convexity of the proposed problem, the optimization problem is first decoupled into two subproblems. Then, the successive convex approximation(SCA) method is employed to solve each subproblem using different propositions. In addition, an alternating optimization(AO)-based location RSMA(L-RSMA) beamforming algorithm is developed to implement joint optimization to obtain the suboptimal solution. Numerical results demonstrate that(1) the proposed L-RSMA scheme yields a28.97% higher sum secrecy rate than the baseline L-space division multiple access(SDMA) scheme;(2) the proposed L-RSMA scheme improves the security performance by 42.61% compared to the L-non-orthogonal multiple access(NOMA) scheme.

关键词： rate-splitting multiple access UAV communication precoding optimization deployment location physical layer security

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Response Characteristics and Regulation Feasibility of DC Charging Station Controlled by GFM/GFL Virtual Inertia for Grid Frequency Stability

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IEEE Transactions on Transportation Electrification 2025年第3期11卷 7743-7758页

作者： Ke, Song Ding, Leyan Shi, Xingye Fan, Peixiao Wang, Hongli Chen, Lei Yang, Jun Chung, Chi Yung Wuhan University School of Electrical Engineering and Automation Hubei Engineering and Technology Research Center for AC/DC Intelligent Distribution Network China Wuhan University School of Electrical Engineering and Automation Wuhan430072 China Department of Electrical and Electronic Engineering Hong Kong Hong Kong

To investigate the feasibility and differences between the grid-forming (GFM) and grid-following (GFL) control strategies for the frequency response (FR) in DC charging stations (CSs), this paper first identifies the characteristics of the virtual inertia of GFM and GFL and establishes an analytical model of the system frequency response considering FR in CSs. Second, the virtual inertia response control model of CSs are proposed under GFM and GFL controls, respectively. And their FR characteristics are analyzed. Finally, the frequency response characteristics of CS FR under variations of time delay, FR capacity, and virtual inertia are analyzed in the improved IEEE 3-machine 9-node and 10-machine 39-node benchmarks. The results show that the frequency response of the GFM CS is less affected by time delay and can affect the grid frequency in the form of inertia when the amount of electric vehicles (EVs) required in the CS groups is about 300-400. Whereas the overcapacity of the GFL CS will cause the system frequency to oscillate. Therefore, the choice of virtual inertia control strategy adopted by the CS is closely related to the number of EVs in the station and its adjustable margin. © 2015 IEEE.

关键词： Vehicle-to-grid

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Comparison and integration of CuInGaSe and perovskite solar cells

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Journal of Energy Chemistry 2023年第3期78卷 463-475,I0013页

作者： Weiguang Chi Sanjay K.Banerjee Microelectronics Research Center Department of Electrical and Computer EngineeringThe University of Texas at AustinAustinTexas 78758USA

The rapidly developing perovskite solar cells(PSCs) provide a new and promising choice of thin film solar cells due to their attractive *** the commercialized thin film solar cells,CuInGaSe(CIGS)cells demonstrate higher efficiency than amorphous Si photovoltaic devices and lower toxicity than CdTe ***,a wide variety of studies have been conducted on ***,we elucidate CIGS materials and perovskites as absorber in thin film solar cells in terms of structure and optoelectronic ***,a comparison of PSCs and commercialized CIGS cells is made from the point of view of fabrication process,stability,and *** addition,the integration of CIGS devices and PSCs is elaborated based on tandem ***,prospects for the advancement of CIGS cells and PSCs are discussed.

关键词： CuInGaSe solar cells Perovskite solar cells Process Stability Toxicity Tandem

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Transaction transmission model for blockchain channels based on non-cooperative games

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Science China(Information Sciences) 2023年第1期66卷 97-114页

作者： Peiyun ZHANG Chenxi LI Mengchu ZHOU Wenjun HUANG Abdullah ABUSORRAH Omaimah O.BAMASAG Engineering Research Center of Digital Forensics of Ministry of Education School of Computer and SoftwareNanjing University of Information Science and Technology School of Computer and Information Anhui Normal University Department of Electrical and Computer Engineering New Jersey Institute of Technology Center of Research Excellence in Renewable Energy and Power Systems Department of Electrical and Computer Engineering Faculty of Engineering and K.A.CARE Energy Research and Innovation CenterKing Abdulaziz University Department of Computer Science Faculty of Computing and Information Technology Center of Excellence in Smart Environment Research King Abdulaziz University

In blockchain networks, transactions can be transmitted through channels. The existing transmission methods depend on their routing information. If a node randomly chooses a channel to transmit a transaction, the transmission may be aborted due to insufficient funds(also called balance) or a low transmission rate. To increase the success rate and reduce transmission delay across all transactions, this work proposes a transaction transmission model for blockchain channels based on non-cooperative game *** balance, channel states, and transmission probability are fully considered. This work then presents an optimized channel transaction transmission algorithm. First, channel balances are analyzed and suitable channels are selected if their balance is sufficient. Second, a Nash equilibrium point is found by using an iterative sub-gradient method and its related channels are then used to transmit transactions. The proposed method is compared with two state-of-the-art approaches: Silent Whispers and Speedy Murmurs. Experimental results show that the proposed method improves transmission success rate, reduces transmission delay,and effectively decreases transmission overhead in comparison with its two competitive peers.

关键词： Blockchain channel transaction transmission channel balance channel state channel transmission probability non-cooperative game

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Geyser Inspired Algorithm:A New Geological-inspired Meta-heuristic for Real-parameter and Constrained engineering Optimization

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Journal of Bionic engineering 2024年第1期21卷 374-408页

作者： Mojtaba Ghasemi Mohsen Zare Amir Zahedi Mohammad-Amin Akbari Seyedali Mirjalili Laith Abualigah Department of Electronics and Electrical Engineering Shiraz University of TechnologyShirazIran Department of Electrical Engineering Faculty of EngineeringJahrom UniversityJahromFrasIran Department of Electrical and Computer Engineering Tarbiat Modares UniversityTehranIran Department of Electrical and Computer Engineering University ofCyprusNicosiaCyprus Centre for Artificial Intelligence Research and Optimisation Torrens University AustraliaBrisbaneQLD 4006Australia University Research and Innovation Center Obuda University1034 BudapestHungary Department of Electrical and Computer Engineering Lebanese American UniversityByblos 13-5053Lebanon Hourani Center for Applied Scientific Research Al-Ahliyya Amman UniversityAmman 19328Jordan MEU Research Unit Middle East UniversityAmman 11831Jordan Applied Science Research Center Applied Science Private UniversityAmman 11931Jordan

Over the past years,many efforts have been accomplished to achieve fast and accurate meta-heuristic algorithms to optimize a variety of real-world *** study presents a new optimization method based on an unusual geological phenomenon in nature,named Geyser inspired Algorithm(GEA).The mathematical modeling of this geological phenomenon is carried out to have a better understanding of the optimization *** efficiency and accuracy of GEA are verified using statistical examination and convergence rate comparison on numerous CEC 2005,CEC 2014,CEC 2017,and real-parameter benchmark ***,GEA has been applied to several real-parameter engineering optimization problems to evaluate its *** addition,to demonstrate the applicability and robustness of GEA,a comprehensive investigation is performed for a fair comparison with other standard optimization *** results demonstrate that GEA is noticeably prosperous in reaching the optimal solutions with a high convergence rate in comparison with other well-known nature-inspired algorithms,including ABC,BBO,PSO,and *** that the source code of the GEA is publicly available at https://***/projects/gea.

关键词： Nature-inspired algorithms Real-world and engineering optimization Mathematical modeling Geyser algorithm(GEA)

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Chattering-Free Fault-Tolerant Cluster Control and Fault Direction Identification for HIL UAV Swarm With Pre-Specified Performance

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IEEE/CAA Journal of Automatica Sinica 2025年第1期12卷 183-197页

作者： Pei-Ming Liu Xiang-Gui Guo Jian-Liang Wang Daniel Coutinho Lihua Xie the Beijing Engineering Research Center of Industrial Spectrum Imaging School of Automation and Electrical Engineering University of Science and Technology Beijing the Shunde Graduate School of University of Science and Technology Beijing IEEE Autonomous Intelligent Systems Department Hangzhou Innovation Institute of Beihang University the Department of Automation and Systems Universidade Federal de Santa Catarina the School of Electrical and Electronic Engineering Nanyang Technological University

In this paper, the problem of pre-specified performance fault-tolerant cluster consensus control and fault direction identification is solved for the human-in-the-loop(HIL) swarm unmanned aerial vehicles(UAVs) in the presence of possible nonidentical and unknown direction faults(NUDFs) in the yaw *** control strategy begins with the design of a pre-specified performance event-triggered observer for each individual *** observers estimate the outputs of the human controlled UAVs, and simultaneously achieve the distributed design of actual control signals as well as cluster consensus of the observer *** is worth mentioning that these observers require neither the high-order derivatives of the human controlled UAVs' output nor a priori knowledge of the initial conditions. The fault-tolerant controller realizes the pre-specified performance output regulation through error transformation and the Nussbaum function. It should be pointed out that there are no chattering caused by the jump of the Nussbaum function when a reverse fault occurs. In addition, to provide a basis for further solving the problem of physical malfunctions, a fault direction identification algorithm is proposed to accurately identify whether a reverse fault has occurred. Simulation results verify the effectiveness of the proposed control and fault direction identification strategies when the reverse faults occur.

关键词： Chattering-free cluster consensus fault direction identification human-in-the-loop (HIL) nonidentical and unknown direction faults (NUDFs) pre-specified performance swarm unmanned aerial vehicles (UAVs)

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Data-driven output regulation control for constrained linear systems

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Science China(Information Sciences) 2025年第3期68卷 338-353页

作者： Chaoyu XIA Yi DONG Chaoli WANG Shengyuan XU Shanghai Research Institute for Intelligent Autonomous Systems Tongji University College of Electronic and Information Engineering Shanghai Research Institute for Intelligent Autonomous SystemsTongji University Department of Control Science and Engineering School of Optical-Electrical and Computer EngineeringUniversity of Shanghai for Science and Technology Department of Automation Nanjing University of Science and Technology

This study introduces a data-driven approach for state and output feedback control addressing the constrained output regulation problem in unknown linear discrete-time systems. Our method ensures effective tracking performance while satisfying the state and input constraints, even when system matrices are not available. We first establish a sufficient condition necessary for the existence of a solution pair to the regulator equation and propose a data-based approach to obtain the feedforward and feedback control gains for state feedback control using linear programming. Furthermore, we design a refined Luenberger observer to accurately estimate the system state, while keeping the estimation error within a predefined set. By combining output regulation theory, we develop an output feedback control strategy. The stability of the closed-loop system is rigorously proved to be asymptotically stable by further leveraging the concept of λ-contractive sets.

关键词： output regulation constrained system data-driven.

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Demand Management for Peak-to-Average Ratio Minimization via Intraday Block Pricing

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IEEE Transactions on Smart Grid 2023年第5期14卷 3584-3599页

作者： Cortez, Carolina Kasis, Andreas Papadaskalopoulos, Dimitrios Timotheou, Stelios University of Cyprus KIOS Research and Innovation Center of Excellence The Department of Electrical and Computer Engineering Nicosia1678 Cyprus University of Patras Department of Electrical and Computer Engineering Patras265 04 Greece

Price based demand response schemes may significantly improve power system efficiency. Additionally, it is desired that such schemes yield improved power operation, by reducing the peak consumption. This paper proposes the Intraday Block Pricing (IBP) scheme, aiming to promote effective demand response among consumers by charging their electricity usage based on intraday time-slots. To design the prices associated with the proposed scheme, we formulate a bilevel optimization problem that aims to minimize the Peak-to-Average Ratio (PAR) and simultaneously benefit the consumers and the utility company. The bilevel problem is converted into a single-level Mathematical Program with Equilibrium Constraints (MPEC). The resulting MPEC is non-convex and includes nonlinear constraints. Hence, to obtain a solution, it is relaxed into a Mixed Integer Linear Program by dealing with all nonlinearities. To evaluate the conservativeness of the proposed approach, a lower bound to the cost of the original bilevel problem is obtained. The applicability of the proposed scheme is demonstrated with simulations on various case studies, which exhibit a significant reduction in PAR and economic gains for the utility company and consumers. Moreover, simulation results show that the solutions of the original and relaxed problems are equivalent, demonstrating the effectiveness of the proposed solution approach. Further simulation results demonstrate significant advantages in the performance of the IBP scheme when compared to existing schemes in the literature. © 2010-2012 IEEE.

关键词： Peak to average power ratio

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Dynamic Optimal Power Flow Method Based on Reinforcement Learning for Offshore Wind Farms Considering Multiple Points of Common Coupling

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Journal of Modern Power Systems and Clean Energy 2024年第6期12卷 1749-1759页

作者： Yang Fu Zixu Ren Shurong Wei Lingling Huang Fangxing Li Yang Liu Engineering Research Center of Offshore Wind Technology Ministry of Education(Shanghai University of Electric Power) Shanghai 200090China Department of Electrical Power Engineering Shanghai University of Electric PowerShanghai 200090China Department of Electrical Engineering and Computer Science The University of TennesseeKnoxvilleTN 37996USA

The widespread adoption of renewable energy sources presents significant challenges for power system *** paper proposes a dynamic optimal power flow(DOPF)method based on reinforcement learning(RL)to ad-dress the dispatching *** proposed method consid-ers a scenario where large-scale offshore wind farms are inter-connected and have access to an onshore power grid through multiple points of common coupling(PCCs).First,the opera-tional area model of the offshore power grid at the PCCs is es-tablished by combining the prediction results and the transmis-sion capacity limit of the offshore power *** upon this,a dynamic optimization model of the power system and its RL en-vironment are constructed with the consideration of offshore power dispatching ***,an improved algorithm based on the conditional generative adversarial network(CGAN)and the soft actor-critic(SAC)algorithm is *** analyzing an improved IEEE 118-node system,the proposed method proves to have the advantage of economy over a longer *** resulting strategy satisfies power system opera-tion constraints,effectively addressing the constraint problem of action space of RL,and it has the added benefit of faster so-lution speeds.

关键词： Offshore power grid optimal scheduling dy-namic optimal power flow(DOPF) reinforcement learning(RL) renewable energy

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