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A survey on cross-user federated recommendation

science China(Information sciences) 2025年第4期68卷 7-32页

作者： Enyue YANG Yudi XIONG Wei YUAN Weike PAN Qiang YANG Zhong MING College of Computer Science and Software Engineering Shenzhen University School of Electrical Engineering and Computer Science The University of Queensland WeBank AI Lab WeBank Department of Computer Science and Engineering Hong Kong University of Science and Technology College of Big Data and Internet Shenzhen Technology University Guangdong Laboratory of Artificial Intelligence and Digital Economy (SZ)

Recommender systems are effective in mitigating information overload, yet the centralized storage of user data raises significant privacy concerns. Cross-user federated recommendation(CUFR) provides a promising distributed paradigm to address these concerns by enabling privacy-preserving recommendations directly on user devices. In this survey, we review and categorize current progress in CUFR, focusing on four key aspects: privacy, security, accuracy, and efficiency. Firstly,we conduct an in-depth privacy analysis, discuss various cases of privacy leakage, and then review recent methods for privacy protection. Secondly, we analyze security concerns and review recent methods for untargeted and targeted *** untargeted attack methods, we categorize them into data poisoning attack methods and parameter poisoning attack methods. For targeted attack methods, we categorize them into user-based methods and item-based methods. Thirdly,we provide an overview of the federated variants of some representative methods, and then review the recent methods for improving accuracy from two categories: data heterogeneity and high-order information. Fourthly, we review recent methods for improving training efficiency from two categories: client sampling and model compression. Finally, we conclude this survey and explore some potential future research topics in CUFR.

关键词： cross-user federated recommendation federated recommendation federated learning recommender systems user privacy

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An infrastructure software perspective toward computation offloading between executable specifications and foundation models

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science China(Information sciences) 2025年第4期68卷 380-382页

作者： Dezhi RAN Mengzhou WU Yuan CAO Assaf MARRON David HAREL Tao XIE Key Laboratory of High Confidence Software Technologies (PKU) Ministry of Education School of Computer SciencePeking University School of Electronics Engineering and Computer Science Peking University Department of Computer Science and Applied Mathematics Weizmann Institute of Science

Foundation models(FMs) [1] have revolutionized software development and become the core components of large software systems. This paradigm shift, however, demands fundamental re-imagining of software engineering theories and methodologies [2]. Instead of replacing existing software modules implemented by symbolic logic, incorporating FMs' capabilities to build software systems requires entirely new modules that leverage the unique capabilities of ***, while FMs excel at handling uncertainty, recognizing patterns, and processing unstructured data, we need new engineering theories that support the paradigm shift from explicitly programming and maintaining user-defined symbolic logic to creating rich, expressive requirements that FMs can accurately perceive and implement.

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Ethical Aspects of ChatGPT in software engineering Research

IEEE Transactions on Artificial Intelligence

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IEEE Transactions on Artificial Intelligence 2025年第2期6卷 254-267页

作者： Akbar, Muhammad Azeem Khan, Arif Ali Liang, Peng Lappeenranta-Lahti University of Technology Software Engineering Department Lappeenranta15210 Finland University of Oulu M3S Empirical Software Engineering Research Unit Oulu90014 Finland Wuhan University School of Computer Science Wuhan430072 China

ChatGPT can improve software engineering (SE) research practices by offering efficient, accessible information analysis, and synthesis based on natural language interactions. However, ChatGPT could bring ethical challenges, encompassing plagiarism, privacy, data security, and the risk of generating biased or potentially detrimental data. This research aims to fill the given gap by elaborating on the key elements: motivators, demotivators, and ethical principles of using ChatGPT in SE research. To achieve this objective, we conducted a literature survey, identified the mentioned elements, and presented their relationships by developing a taxonomy. Furthermore, the identified literature-based elements (motivators, demotivators, and ethical principles) were empirically evaluated by conducting a comprehensive questionnaire-based survey involving SE researchers. In addition, we employed an interpretive structure modeling approach to analyze the relationships between the ethical principles of using ChatGPT in SE research and develop a level-based decision model. We further conducted a cross-impact matrix multiplication applied to classification analysis to create a cluster-based decision model. These models aim to help SE researchers devise effective strategies for ethically integrating ChatGPT into SE research by following the identified principles by adopting the motivators and addressing the demotivators. The findings of this study will establish a benchmark for incorporating ChatGPT services in SE research with an emphasis on ethical considerations. © 2020 IEEE.

关键词： software engineering

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A survey on model-based reinforcement learning

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science China(Information sciences) 2024年第2期67卷 59-84页

作者： Fan-Ming LUO Tian XU Hang LAI Xiong-Hui CHEN Weinan ZHANG Yang YU National Key Laboratory for Novel Software Technology Nanjing University Polixir. ai Department of Computer Science and Engineering Shanghai Jiao Tong University

Reinforcement learning(RL) interacts with the environment to solve sequential decision-making problems via a trial-and-error approach. Errors are always undesirable in real-world applications, even though RL excels at playing complex video games that permit several trial-and-error attempts. To improve sample efficiency and thus reduce errors, model-based reinforcement learning(MBRL) is believed to be a promising direction, as it constructs environment models in which trial-and-errors can occur without incurring actual costs. In this survey, we investigate MBRL with a particular focus on the recent advancements in deep RL. There is a generalization error between the learned model of a non-tabular environment and the actual environment. Consequently, it is crucial to analyze the disparity between policy training in the environment model and that in the actual environment, guiding algorithm design for improved model learning, model utilization, and policy training. In addition, we discuss the recent developments of model-based techniques in other forms of RL, such as offline RL, goal-conditioned RL, multi-agent RL, and meta-RL. Furthermore,we discuss the applicability and benefits of MBRL for real-world tasks. Finally, this survey concludes with a discussion of the promising future development prospects for MBRL. We believe that MBRL has great unrealized potential and benefits in real-world applications, and we hope this survey will encourage additional research on MBRL.

关键词： reinforcement learning model-based reinforcement learning planning model learning model learning with reduced error model usage

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Committed-programming reductions: formalizations,implications and relations

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science China(Information sciences) 2024年第10期67卷 151-171页

作者： Jiang ZHANG Yu YU Dengguo FENG Shuqin FAN Zhenfeng ZHANG State Key Laboratory of Cryptology Department of Computer Science and Engineering Shanghai Jiao Tong University Trusted Computing and Information Assurance Laboratory Institute of SoftwareChinese Academy of Sciences

In this work, we introduce a class of black-box(BB) reductions called committed-programming reduction(CPRed) in the random oracle model(ROM) and obtain the following interesting results:(1) we demonstrate that some well-known schemes, including the full-domain hash(FDH) signature(Eurocrypt1996) and the Boneh-Franklin identity-based encryption(IBE) scheme(Crypto 2001), are provably secure under CPReds;(2) we prove that a CPRed associated with an instance-extraction algorithm implies a reduction in the quantum ROM(QROM). This unifies several recent results, including the security of the Gentry-Peikert-Vaikuntanathan IBE scheme by Zhandry(Crypto 2012) and the key encapsulation mechanism(KEM) variants using the Fujisaki-Okamoto transform by Jiang et al.(Crypto 2018) in the ***, we show that CPReds are incomparable to non-programming reductions(NPReds) and randomly-programming reductions(RPReds) formalized by Fischlin et al.(Asiacrypt 2010).

关键词： provable security random oracle model quantum random oracle model black-box reduction/separation programmability

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An Intelligent Privacy Protection Scheme for Efficient Edge Computation Offloading in IoV

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Chinese Journal of Electronics 2024年第4期33卷 910-919页

作者： Liang YAO Xiaolong XU Wanchun DOU Muhammad Bilal School of Software Nanjing University of Information Science and Technology State Key Laboratory for Novel Software Technology Nanjing University Department of Computer and Electronics Systems Engineering Hankuk University of Foreign Studies

As a pivotal enabler of intelligent transportation system(ITS), Internet of vehicles(Io V) has aroused extensive attention from academia and industry. The exponential growth of computation-intensive, latency-sensitive,and privacy-aware vehicular applications in Io V result in the transformation from cloud computing to edge computing,which enables tasks to be offloaded to edge nodes(ENs) closer to vehicles for efficient execution. In ITS environment,however, due to dynamic and stochastic computation offloading requests, it is challenging to efficiently orchestrate offloading decisions for application requirements. How to accomplish complex computation offloading of vehicles while ensuring data privacy remains challenging. In this paper, we propose an intelligent computation offloading with privacy protection scheme, named COPP. In particular, an Advanced Encryption Standard-based encryption method is utilized to implement privacy protection. Furthermore, an online offloading scheme is proposed to find optimal offloading policies. Finally, experimental results demonstrate that COPP significantly outperforms benchmark schemes in the performance of both delay and energy consumption.

关键词： Industries Privacy Energy consumption Transportation Computational efficiency Encryption Protection

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How far are we to GPT-4V?Closing the gap to commercial multimodal models with open-source suites

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science China(Information sciences) 2024年第12期67卷 5-22页

作者： Zhe CHEN Weiyun WANG Hao TIAN Shenglong YE Zhangwei GAO Erfei CUI Wenwen TONG Kongzhi HU Jiapeng LUO Zheng MA Ji MA Jiaqi WANG Xiaoyi DONG Hang YAN Hewei GUO Conghui HE Botian SHI Zhenjiang JIN Chao XU Bin WANG Xingjian WEI Wei LI Wenjian ZHANG Bo ZHANG Pinlong CAI Licheng WEN Xiangchao YAN Min DOU Lewei LU Xizhou ZHU Tong LU Dahua LIN Yu QIAO Jifeng DAI Wenhai WANG State Key Laboratory for Novel Software Technology Nanjing University Shanghai AI Laboratory School of Computer Science Fudan University SenseTime Research Department of Information Engineering The Chinese University of Hong Kong Department of Electronic Engineering Tsinghua University

In this paper, we introduce InternVL 1.5, an open-source multimodal large language model(MLLM) to bridge the capability gap between open-source and proprietary commercial models in multimodal understanding. We introduce three simple improvements.(1) Strong vision encoder: we explored a continuous learning strategy for the large-scale vision foundation model — InternViT-6B, boosting its visual understanding capabilities, and making it can be transferred and reused in different LLMs.(2) Dynamic high-resolution: we divide images into tiles ranging from 1 to 40 of 448×448 pixels according to the aspect ratio and resolution of the input images, which supports up to 4K resolution input.(3) High-quality bilingual dataset: we carefully collected a high-quality bilingual dataset that covers common scenes, document images,and annotated them with English and Chinese question-answer pairs, significantly enhancing performance in optical character recognition(OCR) and Chinese-related tasks. We evaluate InternVL 1.5 through a series of benchmarks and comparative studies. Compared to both open-source and proprietary commercial models, InternVL 1.5 shows competitive performance, achieving state-of-the-art results in 8 of 18 multimodal benchmarks. Code and models are available at https://***/OpenGVLab/InternVL.

关键词： multimodal model open-source vision encoder dynamic resolution bilingual dataset

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Clustered Reinforcement Learning

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Frontiers of computer science 2025年第4期19卷 43-57页

作者： Xiao MA Shen-Yi ZHAO Zhao-Heng YIN Wu-Jun LI National Key Laboratory for Novel Software Technology Department of Computer Science and TechnologyNanjing UniversityNanjing 210023China Department of Electrical Engineering and Computer Sciences University of CaliforniaBerkeleyCA 94720-1770USA

Exploration strategy design is a challenging problem in reinforcement learning(RL),especially when the environment contains a large state space or sparse *** exploration,the agent tries to discover unexplored(novel)areas or high reward(quality)*** existing methods perform exploration by only utilizing the novelty of *** novelty and quality in the neighboring area of the current state have not been well utilized to simultaneously guide the agent’s *** address this problem,this paper proposes a novel RL framework,called clustered reinforcement learning(CRL),for efficient exploration in *** adopts clustering to divide the collected states into several clusters,based on which a bonus reward reflecting both novelty and quality in the neighboring area(cluster)of the current state is given to the *** leverages these bonus rewards to guide the agent to perform efficient ***,CRL can be combined with existing exploration strategies to improve their performance,as the bonus rewards employed by these existing exploration strategies solely capture the novelty of *** on four continuous control tasks and six hard-exploration Atari-2600 games show that our method can outperform other state-of-the-art methods to achieve the best performance.

关键词： deep reinforcement learning exploration count-based method clustering K-means

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Leveraging user's preference and social circle for personalized recommendation via matrix factorization with sub-linear convergence rate

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Journal of Intelligent and Fuzzy Systems 2024年第1-2期47卷 1-13页

作者： Qiu, Laixiang Zhou, Wang Tian, Ying Ul Haq, Amin Ahmad, Sultan School of Computer and Software Engineering Xihua University Chengdu China Intelligent Policing Key Laboratory of Sichuan Province Sichuan Police College LuZhou China School of Computer Science and Engineering University of Electronic Science and Technology of China Chengdu China Department of Computer Science College of Computer Engineering and Sciences Prince Sattam Bin Abdulaziz University Alkharj Saudi Arabia

Recommender systems aim to filter information effectively and recommend useful sources to match users' requirements. However, the exponential growth of information in recent social networks may cause low prediction accuracy for recommendation systems. This article proposes a unified personalized recommendation architecture referred to as PSRec, which incorporates user preference and social relationship into matrix factorization framework. Specifically, PSRec generates two collections for textual reviews and contextual information respectively, and performs preference learning for each user via the Latent Dirichlet Allocation topic model. Moreover, PSRec exploits the inner relations within the social circle for recommendation, including direct trust relationship and indirect trust relationship. Additionally, it's certificated that PSRec can converge at a sub-linear rate via theoretical analysis. Experimental results over DoubanMovie, CiaoDVDs and Yelp demonstrate the superiority of the proposed PSRec, which can achieve significant improvements and provide much better user experience while compared with other benchmark models. © 2024 - IOS Press. All rights reserved.

关键词： Matrix factorization

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Question Selection for Multi-Modal Code Search Synthesis using Probabilistic Version Spaces

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IEEE Transactions on software engineering 2025年第6期51卷 1724-1744页

作者： Wu, Jiarong Jiang, Yanyan Wei, Lili Xu, Congying Cheung, Shing-Chi Xu, Chang The Hong Kong University of Science and Technology Department of Computer Science and Engineering Hong Kong McGill University Department of Electrical and Computer Engineering Montreal Canada Nanjing University State Key Laboratory for Novel Software Technology Department of Computer Science and Technology Nanjing China

Searching the occurrences of specific code patterns (code search) is a common task in software engineering, and programming by example (PBE) techniques have been applied to ease customizing code patterns. However, previous PBE tools only synthesize programs meeting the input-output examples, which may not always align with the user intent. To bridge this gap, this paper proposes Excalibur, a multi-modal (example and natural language description) and interactive synthesizer for code search. Excalibur ensures that the generated programs are correct for the provided examples (soundness) and include the user-intended program (bounded completeness). Furthermore, Excalibur helps the user identify the user-intended program through question-answer interaction. To minimize the required interaction efforts, question selection is crucial. To improve question selection for code search, we propose probabilistic version spaces (ProbVS), in which the user-intended program’s probability is high and others are low. ProbVS combines traditional version spaces for compactly representing extensive programs and large language models (on the user-provided natural language description) for adjusting programs’ probabilities to align with users’ intents. Extensive experiments on a benchmark of 44 tasks demonstrated the effectiveness of Excalibur and ProbVS and demystified how ProbVS affects probability distributions and how the configurable parameters affect ProbVS. © 1976-2012 IEEE.

关键词： Normal distribution

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