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A Dual-Optimization Fault Diagnosis Method For Rolling Bearing Based On Hierarchical Slope Entropy And SVM Synergized with Shark Optimization Algorithm

SSRN

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SSRN 2022年

作者： Li, Yuxing Tang, Bingzhao Huang, Bo Jiao, Shangbin Xue, Xiaohui School of Automation and Information Engineering Xi’an University of Technology Xi’an710048 China Shaanxi Key Laboratory of Complex System Control and Intelligent Information Processing Xi’an University of Technology Xi’an710048 China

Slope entropy (SlopEn) has been widely applied in fault diagnosis and has performed excellent performance, while SlopEn suffers from the problem of thresholds selection. Aim to further enhance the identifying capability of SlopEn in fault diagnosis, on basis of the SlopEn, the concept of hierarchy is combined and proposed new complexity feature, namely hierarchical slope entropy (HSlopEn). Meanwhile, the white shark optimizer (WSO) is applied to optimize the both HSlopEn and support vector machine (SVM), and WSO-HSlopEn and WSO-SVM are proposed respectively. Then, a dual-optimization fault diagnosis method for rolling bearing based on WSO-HSlopEn and WSO-SVM is put forward. Firstly, different types of bearing signals are input and decomposed into several nodes by hierarchical decomposition. Then taking the recognition rate as the fitness function, the parameters of HSlopEn and SVM are determined adaptively by WSO. After that, the WSO-HSlopEn of the nodes are extracted and single-feature and multi-features extraction are performed. Finally, the diagnosis results are output by WSO-SVM. Experimental results demonstrated that whether under single-feature or multi-features, based on WSO-HSlopEn and WSO-SVM fault diagnosis method has the highest recognition rate compared to other hierarchical entropies;moreover, under multi-features, the recognition rates are all higher than 97.5%, and the more features we select, the better the recognition effect will be. when five nodes are selected, the highest recognition rate reaches 100%. © 2022, The Authors. All rights reserved.

关键词： Support vector machines

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Robust sliding model predictive control with disturbance compensation in application to AUV pitch-axis motion

Robust sliding model predictive control with disturbance com...

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Chinese control and Decision Conference, CCDC

作者： Jiuwu Hui Jingqi Yuan State Key Laboratory of Nuclear Power Safety Monitoring Technology and Equipment Shenzhen Department of Automation and the Key Laboratory of System Control and Information Processing/Ministry of Education Shanghai Jiao Tong University Shanghai

ISBN: (纸本)9781665478977

Constraints on the control input and system states as well as uncertain disturbances are the practical challenges in many motion control systems. In this paper, a disturbance observer (DO) with two-step disturbance compensation algorithm is proposed to deal with disturbances and enhance the robustness of the controller, while a discrete sliding mode predictive control (DSMPC) scheme is designed to handle saturation constraints on the control input and system states with the application to an autonomous underwater vehicle (AUV). The DSMPC combines the model predictive control (MPC) with the discrete sliding mode control (DSMC) using linear matrix inequalities approach. The stability of the proposed DSMPC are proved via Lyapunov stability theorem. Finally, simulation results are presented to illustrate the effectiveness of the whole control scheme.

关键词： Simulation Prediction algorithms Stability analysis Robustness Linear matrix inequalities Motion measurement Motion control

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Data-Driven Distributionally Robust Planning of Energy Hub Coupled with Carbon Capture Utilization and Storage Facilities

Data-Driven Distributionally Robust Planning of Energy Hub C...

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Chinese control Conference (CCC)

作者： Xutao Ma Chao Ning Department of Automation Shanghai Jiao Tong University Shanghai China Key Laboratory of System Control and Information Processing Ministry of Education of China Shanghai China Key Laboratory of Smart Manufacturing in Energy Chemical Process Ministry of Education East China University of Science and Technology Shanghai China

Toward carbon peaking and carbon neutrality goals in China, a transition from traditional fossil power to renewable energy becomes an imperative need. This paper aims to address the planning problem of a highly renewable-energy penetrated energy hub system, coupled with carbon capture facilities and downstream production processes of hydrogen and methanol, under the uncertainty of renewable power output. To this end, we propose a two-stage distributionally robust optimal planning model, where investment decisions are the first-stage variables and operation variables are determined at the second stage after the realization of uncertainty. In the proposed model, we utilize historical data samples to construct a strengthened ambiguity set that leverages both Wasserstein distance and moment information for a better characterization of renewable generation uncertainty. Moreover, to efficiently solve the proposed planning problem, we develop a simplified affine decision rule method in a general setting with both moment and Wasserstein ambiguity, and then apply it to reformulate the distributionally robust planning problem. The derived reformulation possesses the favorable property that its scale is free from the sample size, thus greatly reducing the computational complexity. Computational results validate the effectiveness of the proposed planning model and the computational efficiency of the solution methodology.

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Self-organized Criticality in C. elegans Neural Network

Self-organized Criticality in C. elegans Neural Network

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第42届中国控制会议

作者： Xiao Gu Jian Liu Ye Yuan Peng Zhao Kuankuan Xin Tao Fang Department of Automation Shanghai Jiao Tong University Key Laboratory of System Control and Information Processing Ministry of Education Shanghai Engineering Research Centre of Intelligent Control and Management Institute of Machine Intelligence University of Shanghai for Science and Technology Queensland Brain Institute The University of Queensland

The self-organized criticality is a fundamental property for organisms to perform normal functional *** large-scale biological neural network researches have found the existence of self-organized criticality through avalanche phenomenon, which is typical characteristic of self-organized criticality. However, such research method is not suitable for small-scale biological neural network, because number of neurons in small-scale biological neural network is not large enough to support the emergence of avalanche phenomenon. It has been demonstrated that branching parameter can also be used to describe the propagation of activity in the neural network. Here, in this paper, the C. elegans neural network composed of 302 neurons is selected to investigate the existence of self-organized criticality using branching parameter. Based on the obtained connectome of C. elegans, a directed graph model is constructed to simulate the gradient potential of neurons and the activity of C. elegans, then, the existence of self-organized criticality in the neural network of C. elegans is proved by using branching parameter method. Meanwhile, the result is further confirmed by analyzing the calcium activity data of C. elegans obtained from biological experiments.

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Resource Allocation for Coupled Slices in Edge-Assisted industrial IoT Systems

Resource Allocation for Coupled Slices in Edge-Assisted Indu...

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IEEE International Conference on Communications in China (ICCC)

作者： Xiaojing Wen Cailian Chen Cheng Ren Ling Lyu Xinping Guan Department of Automation Shanghai Jiao Tong University and Key Laboratory of System Control and Information Processing Ministry of Education of China and Shanghai Engineering Research Center of Intelligent Control and Management Shanghai P. R. China School of Information Science and Technology Dalian Maritime University Dalian China

Multiple types of sensors are utilized for remote monitoring of single industrial process to compensate for the limited accuracy of a single type of sensor. Network slicing technology is considered promising for collecting data from heterogeneous sensors and meeting diverse Quality of Service (QoS) requirements. However, existing research on network slicing optimization mainly focuses on inter-slice resource constraints based on slice heterogeneity, neglecting slice coupling feature. In this regard, this paper proposes a novel network slicing framework for edge-assisted industrial IoT systems. The framework includes a slice coupling model and network resource allocation (transmission and computing) to address the problem of improving estimation performance while ensuring system convergence. The slice coupling model is primarily composed of the estimation error covariance of two slices, calculated using the Age of Task (AoT) as a bridge, which reflects the accuracy and freshness of the estimation. To reduce the complexity of the direct solution, the optimization problem is scaled down and decoupled. The iterative Particle Swarm Optimization (PSO) algorithm is proposed to determine the allocation rates of inter-slice transmission and computing resources. Simulation results demonstrate that the proposed algorithm achieves a flexible balance under heterogeneous estimation weights and exhibits near-optimal performance.

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Dynamic Event-Triggered Consensus on Matrix-Weighted Networks: Leadless Case

Dynamic Event-Triggered Consensus on Matrix-Weighted Network...

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Chinese control Conference (CCC)

作者： Lintao Dou Haoyu Wei Jian Huang Lulu Pan Haibin Shao Dewei Li College of Intelligent Science National University of Defense Technology Changsha China Department of Automation Key Laboratory of System Control and Information Processing Ministry of Education of China and Shanghai Engineering Research Center of Intelligent Control and Management Shanghai Jiao Tong University Shanghai China

This paper examines the event-triggered consensus of the multi-agent system on matrix-weighted networks, where the interdependencies among higher-dimensional states of neighboring agents are characterized by matrix-weighted edges in the network. Specifically, a novel distributed dynamic event-triggered coordination strategy is proposed for this category of generalized networks, in which an auxiliary system is employed for each agent to dynamically adjust the triggering threshold, which plays an essential role in guaranteeing that the triggering time sequence does not exhibit Zeno behavior. Distributed event-triggered control protocols are proposed to guarantee leaderless consensus for multi-agent systems on matrix-weighted networks, respectively. Remarkably, the spectrum of matrix-valued weights is crucial in event-triggered mechanism design for matrix-weighted networks, generalizing those results only applicable for scalar-weighted networks. The proposed approach allows each agent to broadcast and receive information only at its triggering instants. Finally, simulation examples are provided to demonstrate the theoretical results.

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Black-box domain adaptation for cross-domain on-device machinery fault diagnosis via hierarchical debiased self-supervised learning

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Knowledge-Based Systems 2025年 324卷

作者： Zhu, Mengliang Liu, Jie Lu, Yanglong Hu, Zhongxu Yuan, Li Zhou, Kaibo MOE Key Laboratory of Image Information Processing and Intelligent Control Belt and Road Joint Laboratory on Measurement and Control Technology School of Artificial Intelligence and Automation Huazhong University of Science and Technology Wuhan430074 China National Center of Technology Innovation for Digital Construction School of Civil and Hydraulic Engineering Huazhong University of Science and Technology Wuhan430074 China Department of Mechanical and Aerospace Engineering The Hong Kong University of Science and Technology Clear Water Bay Hong Kong SAR China School of Mechanical Science and Engineering Huazhong University of Science and Technology Wuhan430074 China

This paper explores black-box domain adaptation (BBDA) for cross-domain on-device machinery fault diagnosis. Specifically, a pre-trained black-box source model is deployed on a cloud platform with only its input-output API accessible, and a randomly initialized target model is trained locally utilizing unlabeled target data on an edge device. In BBDA, neither raw data nor model parameters are transmitted across domains, and the only available supervised information for adaptation is API-queried predictions on unlabeled target data. However, API-queried predictions are inevitably noisy and class-imbalanced due to cross-domain distribution discrepancy and inherent category bias. Directly utilizing them for on-device training easily leads to confirmation bias and exacerbates category bias, thereby severely degrading performance. This paper proposes a hierarchical debiased self-supervised learning framework for BBDA from a novel research perspective of concurrently alleviating both confirmation and category biases. Specifically, debiased knowledge distillation is proposed to gradually enhance discriminability of the randomly initialized target model by providing debiased training predictions. An adaptive category-unbiased sample division strategy is devised to divide unlabeled target data into certain-aware and uncertain-aware sets, enabling fully exploiting intrinsic data structures and utilizing underlying sample relationships within the target domain. On this basis, debiased prototypical self-training is proposed for the certain-aware set to obtain reliable pseudo-labels for self-training, leveraging global semantic structure. Hierarchical neighborhood adaptation is customized for the uncertain-aware set to enforce the cluster assumption for noise refinement, exploiting local clustering structure and utilizing underlying sample relationships. Extensive experiments and analyses on public and practical datasets validate the proposed framework's superiority in cross-dom

关键词： Self-supervised learning

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Autoregressive GNN-ODE GRU Model for Network Dynamics

arXiv

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arXiv 2022年

作者： Liang, Bo Wang, Lin Wang, Xiaofan Department of Automation Shanghai Jiao Tong University Key Laboratory of System Control and Information Processing Ministry of Education of China Shanghai200240 China Shanghai Key Laboratory of Power Station Automation Technology School of Mechatronic Engineering and Automation Shanghai University Shanghai China

Revealing the continuous dynamics on the networks is essential for understanding, predicting, and even controlling complex systems, but it is hard to learn and model the continuous network dynamics because of complex and unknown governing equations, high dimensions of complex systems, and unsatisfactory observations. Moreover, in real cases, observed time-series data are usually non-uniform and sparse, which also causes serious challenges. In this paper, we propose an Autoregressive GNN-ODE GRU Model (AGOG) to learn and capture the continuous network dynamics and realize predictions of node states at an arbitrary time in a data-driven manner. The GNN module is used to model complicated and nonlinear network dynamics. The hidden state of node states is specified by the ODE system, and the augmented ODE system is utilized to map the GNN into the continuous time domain. The hidden state is updated through GRUCell by observations. As prior knowledge, the true observations at the same timestamp are combined with the hidden states for the next prediction. We use the autoregressive model to make a one-step ahead prediction based on observation history. The prediction is achieved by solving an initial-value problem for ODE. To verify the performance of our model, we visualize the learned dynamics and test them in three tasks: interpolation reconstruction, extrapolation prediction, and regular sequences prediction. The results demonstrate that our model can capture the continuous dynamic process of complex systems accurately and make precise predictions of node states with minimal error. Our model can consistently outperform other baselines or achieve comparable performance. Copyright © 2022, The Authors. All rights reserved.

关键词： Forecasting

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A Neural Approach Towards Real-time Management for Integrated Energy System Incorporating Carbon Trading and Electrical Vehicle Scheduling 1

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Proceedings of the 4th International Conference on Neural Computing for Advanced Applications, NCAA 2023

作者： Li, Yiying Wang, Bo Zhang, Lijun Liu, Lei Fan, Huijin School of Artificial Intelligence and Automation Huazhong University of Science and Technology Wuhan430074 China National Key Laboratory of Science and Technology on Multispectral Information Processing Huazhong University of Science and Technology Wuhan430074 China Belt and Road Joint Laboratory on Measurement and Control Technology Huazhong University of Science and Technology Wuhan430074 China

ISBN: (数字)9789819958474

ISBN: (纸本)9789819958467

This paper proposes a real-time integrated energy system (IES) management approach which aims at promoting overall energy efficiency, increasing renewable energy penetration, and smoothing load fluctuation. The electric vehicles (EVs) charging scheduling is incorporated into the IES management, where the uncertain arrivals and departures of multiple EVs are considered as a stochastic but flexible load to the IES. Furthermore, towards the carbon neutralization target, a carbon emissions trading mechanism is introduced into the IES management to incentivize the system to operate in an eco-friendlier manner. To tackle the computational complexity induced by the stochastic and intermittent nature of the renewable energy sources and EVs load, the scheduling of the IES is realized in a neural network based real-time manner, driven by a deep reinforcement learning approach that guarantees safe training and operation. The case study verifies the effectiveness of the proposed approach. © 2023, The Author(s), under exclusive license to Springer Nature Singapore Pte Ltd.

关键词： Reinforcement learning

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A Comparison of Large-Scale MOEAs with Informed Initialization for Voltage Transformer Ratio Error Estimation 1

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17th International Conference on Bio-Inspired Computing: Theories and Applications, BIC-TA 2022

作者： Li, Lianghao He, Cheng Li, Hongbin Key Laboratory of Image Information Processing and Intelligent Control of Education Ministry of China School of Artificial Intelligence and Automation Huazhong University of Science and Technology Wuhan430074 China School of Electrical and Electronic Engineering Huazhong University of Science and Technology Wuhan430074 China

ISBN: (数字)9789819915491

ISBN: (纸本)9789819915484

Large-scale multiobjective optimization problems (LSMOPs) exist widely in real-world applications. The large number of decision variables in LSMOP leads to a tremendous high-dimensional search space, which is still challenging for existing multiobjective evolutionary algorithms (MOEAs). The voltage transformer ratio error estimation (TREE) problem is a typical LSMOP in real-world applications. A number of large-scale multiobjective evolutionary algorithms (LSMOEAs) have been adopted for solving the TREE problem, but so far there is still considerable potential for improvement in their results. In this paper, we propose a informed initialization for solving the TREE problem. The physical properties of the TREE problem are used to construct an initial set of solutions with specific characteristics. The proposed initialization method is tested against the default initialization method on five TREE problems by being applied on six state-of-the-art LSMOEAs and a classical MOEA. The experimental results demonstrate that the initialization method has a significant effect on the performance of LSMOEAs in solving the TREE problems. © 2023, The Author(s), under exclusive license to Springer Nature Singapore Pte Ltd.

关键词： Multiobjective optimization

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